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Topic: enforcement

The US Securities and Exchange Commission headquarters in Washington
New Markets
Tuesday, 7/7, 04:37 PM

SEC Sets Up a Retail Fraud Working Group to Protect Everyday Investors

  • The US Securities and Exchange Commission has created a Retail Fraud Working Group to sharpen its enforcement against scams aimed at ordinary individual investors, from pump-and-dump schemes to fake financial influencers.
  • The move, led by senior enforcement officials, comes as online investment fraud has surged into the billions.

enforcement — news and stories on this topic

This page collects all of Boursel's coverage of enforcement. Follow the topic from one place: new stories appear here automatically as more is published. That way you stay on top of how the situation develops.

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